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10<h1>
11&nbsp;Client/Server Interface for Berkeley DB</h1></center>
12
13<center><i>Susan LoVerso</i>
14<br><i>Rev 1.3</i>
15<br><i>1999 Nov 29</i></center>
16
17<p>We provide an interface allowing client/server access to Berkeley DB.&nbsp;&nbsp;
18Our goal is to provide a client and server library to allow users to separate
19the functionality of their applications yet still have access to the full
20benefits of Berkeley DB.&nbsp; The goal is to provide a totally seamless
21interface with minimal modification to existing applications as well.
22<p>The client/server interface for Berkeley DB can be broken up into several
23layers.&nbsp; At the lowest level there is the transport mechanism to send
24out the messages over the network.&nbsp; Above that layer is the messaging
25layer to interpret what comes over the wire, and bundle/unbundle message
26contents.&nbsp; The next layer is Berkeley DB itself.
27<p>The transport layer uses ONC RPC (RFC 1831) and XDR (RFC 1832).&nbsp;
28We declare our message types and operations supported by our program and
29the RPC library and utilities pretty much take care of the rest.&nbsp;
30The
31<i>rpcgen</i> program generates all of the low level code needed.&nbsp;
32We need to define both sides of the RPC.
33<br>&nbsp;
34<h2>
35<a NAME="DB Modifications"></a>DB Modifications</h2>
36To achieve the goal of a seamless interface, it is necessary to impose
37a constraint on the application. That constraint is simply that all database
38access must be done through an open environment.&nbsp; I.e. this model
39does not support standalone databases.&nbsp; The reason for this constraint
40is so that we have an environment structure internally to store our connection
41to the server.&nbsp; Imposing this constraint means that we can provide
42the seamless interface just by adding a single environment method: <a href="/docs/api_c/env_set_rpc_server.html">DBENV->set_rpc_server()</a>.
43<p>The planned interface for this method is:
44<pre>DBENV->set_rpc_server(dbenv,&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; /* DB_ENV structure */
45&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; hostname&nbsp;&nbsp;&nbsp; /* Host of server */
46&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; cl_timeout, /* Client timeout (sec) */
47&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; srv_timeout,/* Server timeout (sec) */
48&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; flags);&nbsp;&nbsp;&nbsp;&nbsp; /* Flags: unused */</pre>
49This new method takes the hostname of the server, establishes our connection
50and an environment on the server.&nbsp; If a server timeout is specified,
51then we send that to the server as well (and the server may or may not
52choose to use that value).&nbsp; This timeout is how long the server will
53allow the environment to remain idle before declaring it dead and releasing
54resources on the server.&nbsp; The pointer to the connection is stored
55on the client in the DBENV structure and is used by all other methods to
56figure out with whom to communicate.&nbsp; If a client timeout is specified,
57it indicates how long the client is willing to wait for a reply from the
58server.&nbsp; If the values are 0, then defaults are used.&nbsp; Flags
59is currently unused, but exists because we always need to have a placeholder
60for flags and it would be used for specifying authentication desired (were
61we to provide an authentication scheme at some point) or other uses not
62thought of yet!
63<p>This client code is part of the monolithic DB library.&nbsp; The user
64accesses the client functions via a new flag to <a href="/docs/api_c/db_env_create.html">db_env_create()</a>.&nbsp;
65That flag is DB_CLIENT.&nbsp; By using this flag the user indicates they
66want to have the client methods rather than the standard methods for the
67environment.&nbsp; Also by issuing this flag, the user needs to connect
68to the server via the <a href="/docs/api_c/env_set_rpc_server.html">DBENV->set_rpc_server()</a>
69method.
70<p>We need two new fields in the <i>DB_ENV </i>structure.&nbsp; One is
71the socket descriptor to communicate to the server, the other field is
72the client identifier the server gives to us.&nbsp; The <i>DB, </i>and<i>
73DBC </i>only need one additional field, the client identifier.&nbsp; The
74<i>DB_TXN</i>
75structure does not need modification, we are overloading the <i>txn_id
76</i>field.
77<h2>
78Issues</h2>
79We need to figure out what to do in case of client and server crashes.&nbsp;
80Both the client library and the server program are stateful.&nbsp; They
81both consume local resources during the lifetime of the connection.&nbsp;
82Should one end drop that connection, the other side needs to release those
83resources.
84<p>If the server crashes, then the client will get an error back.&nbsp;
85I have chosen to implement time-outs on the client side, using a default
86or allowing the application to specify one through the <a href="/docs/api_c/env_set_rpc_server.html">DBENV->set_rpc_server()</a>
87method.&nbsp; Either the current operation will time-out waiting for the
88reply or the next operation called will time out (or get back some other
89kind of error regarding the server's non-existence).&nbsp; In any case,
90if the client application gets back such an error, it should abort any
91open transactions locally, close any databases, and close its environment.&nbsp;
92It may then decide to retry to connect to the server periodically or whenever
93it comes back.&nbsp; If the last operation a client did was a transaction
94commit that did not return or timed out from the server, the client cannot
95determine if the transaction was committed or not but must release the
96local transaction resources. Once the server is back up, recovery must
97be run on the server.&nbsp;&nbsp; If the transaction commit completed on
98the server before the crash, then the operation is redone, if the transaction
99commit did not get to the server, the pieces of the transaction are undone
100on recover.&nbsp; The client can then re-establish its connection and begin
101again.&nbsp; This is effectively like beginning over.&nbsp; The client
102cannot use ID's from its previous connection to the server.&nbsp; However,
103if recovery is run, then consistency is assured.
104<p>If the client crashes, the server needs to somehow figure this out.&nbsp;
105The server is just sitting there waiting for a request to come in.&nbsp;
106A server must be able to time-out a client.&nbsp; Similar to ftpd, if a
107connection is idle for N seconds, then the server decides the client is
108dead and releases that client's resources, aborting any open transactions,
109closing any open databases and environments.&nbsp;&nbsp; The server timing
110out a client is not a trivial issue however.&nbsp; The generated function
111for the server just calls <i>svc_run()</i>.&nbsp; The server code I write
112contains procedures to do specific things.&nbsp; We do not have access
113to the code calling <i>select()</i>.&nbsp; Timing out the select is not
114good enough even if we could do so.&nbsp; We want to time-out idle environments,
115not simply cause a time-out if the server is idle a while.&nbsp; See the
116discussion of the <a href="#The Server Program">server program</a> for
117a description of how we accomplish this.
118<p>Since rpcgen generates the main() function of the server, I do not yet
119know how we are going to have the server multi-threaded or multi-process
120without changing the generated code.&nbsp; The RPC book indicates that
121the only way to accomplish this is through modifying the generated code
122in the server.&nbsp; <b>For the moment we will ignore this issue while
123we get the core server working, as it is only a performance issue.</b>
124<p>We do not do any security or authentication.&nbsp; Someone could get
125the code and modify it to spoof messages, trick the server, etc.&nbsp;
126RPC has some amount of authentication built into it.&nbsp; I haven't yet
127looked into it much to know if we want to use it or just point a user at
128it.&nbsp; The changes to the client code are fairly minor, the changes
129to our server procs are fairly minor.&nbsp; We would have to add code to
130a <i>sed</i> script or <i>awk</i> script to change the generated server
131code (yet again) in the dispatch routine to perform authentication.
132<p>We will need to get an official program number from Sun.&nbsp; We can
133get this by sending mail to <i>rpc@sun.com</i> and presumably at some point
134they will send us back a program number that we will encode into our XDR
135description file.&nbsp; Until we release this we can use a program number
136in the "user defined" number space.
137<br>&nbsp;
138<h2>
139<a NAME="The Server Program"></a>The Server Program</h2>
140The server is a standalone program that the user builds and runs, probably
141as a daemon like process.&nbsp; This program is linked against the Berkeley
142DB library and the RPC library (which is part of the C library on my FreeBSD
143machine, others may have/need <i>-lrpclib</i>).&nbsp; The server basically
144is a slave to the client process.&nbsp; All messages from the client are
145synchronous and two-way.&nbsp; The server handles messages one at a time,
146and sends a reply back before getting another message.&nbsp; There are
147no asynchronous messages generated by the server to the client.
148<p>We have made a choice to modify the generated code for the server.&nbsp;
149The changes will be minimal, generally calling functions we write, that
150are in other source files.&nbsp; The first change is adding a call to our
151time-out function as described below.&nbsp; The second change is changing
152the name of the generated <i>main()</i> function to <i>__dbsrv_main()</i>,
153and adding our own <i>main()</i> function so that we can parse options,
154and set up other initialization we require.&nbsp; I have a <i>sed</i> script
155that is run from the distribution scripts that massages the generated code
156to make these minor changes.
157<p>Primarily the code needed for the server is the collection of the specified
158RPC functions.&nbsp; Each function receives the structure indicated, and
159our code takes out what it needs and passes the information into DB itself.&nbsp;
160The server needs to maintain a translation table for identifiers that we
161pass back to the client for the environment, transaction and database handles.
162<p>The table that the server maintains, assuming one client per server
163process/thread, should contain the handle to the environment, database
164or transaction, a link to maintain parent/child relationships between transactions,
165or databases and cursors, this handle's identifier, a type so that we can
166error if the client passes us a bad id for this call, and a link to this
167handle's environment entry (for time out/activity purposes).&nbsp; The
168table contains, in entries used by environments, a time-out value and an
169activity time stamp.&nbsp; Its use is described below for timing out idle
170clients.
171<p>Here is how we time out clients in the server.&nbsp; We have to modify
172the generated server code, but only to add one line during the dispatch
173function to run the time-out function.&nbsp; The call is made right before
174the return of the dispatch function, after the reply is sent to the client,
175so that client's aren't kept waiting for server bookkeeping activities.&nbsp;
176This time-out function then runs every time the server processes a request.&nbsp;
177In the time-out function we maintain a time-out hint that is the youngest
178environment to time-out.&nbsp; If the current time is less than the hint
179we know we do not need to run through the list of open handles.&nbsp; If
180the hint is expired, then we go through the list of open environment handles,
181and if they are past their expiration, then we close them and clean up.&nbsp;
182If they are not, we set up the hint for the next time.
183<p>Each entry in the open handle table has a pointer back to its environment's
184entry.&nbsp; Every operation within this environment can then update the
185single environment activity record.&nbsp; Every environment can have a
186different time-out.&nbsp; The <a href="/docs/api_c/env_set_rpc_server.html">DBENV->set_rpc_server
187</a>call
188takes a server time-out value.&nbsp; If this value is 0 then a default
189(currently 5 minutes) is used.&nbsp; This time-out value is only a hint
190to the server.&nbsp; It may choose to disregard this value or set the time-out
191based on its own implementation.
192<p>For completeness, the flaws of this time-out implementation should be
193pointed out.&nbsp; First, it is possible that a client could crash with
194open handles, and no other requests come in to the server.&nbsp; Therefore
195the time-out function never gets run and those resources are not released
196(until a request does come in).&nbsp; Similarly, this time-out is not exact.&nbsp;
197The time-out function uses its hint and if it computes a hint on one run,
198an earlier time-out might be created before that time-out expires.&nbsp;
199This issue simply yields a handle that doesn't get released until that
200original hint expires.&nbsp; To illustrate, consider that at the time that
201the time-out function is run, the youngest time-out is 5 minutes in the
202future.&nbsp; Soon after, a new environment is opened that has a time-out
203of 1 minute.&nbsp; If this environment becomes idle (and other operations
204are going on), the time-out function will not release that environment
205until the original 5 minute hint expires.&nbsp; This is not a problem since
206the resources will eventually be released.
207<p>On a similar note, if a client crashes during an RPC, our reply generates
208a SIGPIPE, and our server crashes unless we catch it.&nbsp; Using <i>signal(SIGPIPE,
209SIG_IGN) </i>we can ignore it, and the server will go on.&nbsp; This is
210a call&nbsp; in our <i>main()</i> function that we write.&nbsp; Eventually
211this client's handles would be timed out as described above.&nbsp; We need
212this only for the unfortunate window of a client crashing during the RPC.
213<p>The options below are primarily for control of the program itself,.&nbsp;
214Details relating to databases and environments should be passed from the
215client to the server, since the server can serve many clients, many environments
216and many databases.&nbsp; Therefore it makes more sense for the client
217to set the cache size of its own environment, rather than setting a default
218cachesize on the server that applies as a blanket to any environment it
219may be called upon to open.&nbsp; Options are:
220<ul>
221<li>
222<b>-t&nbsp;</b> to set the default time-out given to an environment.</li>
223
224<li>
225<b>-T</b> to set the maximum time-out allowed for the server.</li>
226
227<li>
228<b>-L</b> to log the execution of the server process to a specified file.</li>
229
230<li>
231<b>-v</b> to run in verbose mode.</li>
232
233<li>
234<b>-M</b>&nbsp; to specify the maximum number of outstanding child server
235processes/threads we can have at any given time.&nbsp; The default is 10.
236<b>[We
237are not yet doing multiple threads/processes.]</b></li>
238</ul>
239
240<h2>
241The Client Code</h2>
242The client code contains all of the supported functions and methods used
243in this model.&nbsp; There are several methods in the <i>__db_env
244</i>and
245<i>__db</i>
246structures that currently do not apply, such as the callbacks.&nbsp; Those
247fields that are not applicable to the client model point to NULL to notify
248the user of their error.&nbsp; Some method functions remain unchanged,
249as well such as the error calls.
250<p>The client code contains each method function that goes along with the
251<a href="#Remote Procedure Calls">RPC
252calls</a> described elsewhere.&nbsp; The client library also contains its
253own version of <a href="/docs/api_c/env_create.html">db_env_create()</a>,
254which does not result in any messages going over to the server (since we
255do not yet know what server we are talking to).&nbsp; This function sets
256up the pointers to the correct client functions.
257<p>All of the method functions that handle the messaging have a basic flow
258similar to this:
259<ul>
260<li>
261Local arg parsing that may be needed</li>
262
263<li>
264Marshalling the message header and the arguments we need to send to the
265server</li>
266
267<li>
268Sending the message</li>
269
270<li>
271Receiving a reply</li>
272
273<li>
274Unmarshalling the reply</li>
275
276<li>
277Local results processing that may be needed</li>
278</ul>
279
280<h2>
281Generated Code</h2>
282Almost all of the code is generated from a source file describing the interface
283and an <i>awk</i> script.&nbsp;&nbsp; This awk script generates six (6)
284files for us.&nbsp; It also modifies one.&nbsp; The files are:
285<ol>
286<li>
287Client file - The C source file created containing the client code.</li>
288
289<li>
290Client template file - The C template source file created containing interfaces
291for handling client-local issues such as resource allocation, but with
292a consistent interface with the client code generated.</li>
293
294<li>
295Server file - The C source file created containing the server code.</li>
296
297<li>
298Server template file - The C template source file created containing interfaces
299for handling server-local issues such as resource allocation, calling into
300the DB library but with a consistent interface with the server code generated.</li>
301
302<li>
303XDR file - The XDR message description file created.</li>
304
305<li>
306Server sed file - A sed script that contains commands to apply to the server
307procedure file (i.e. the real source file that the server template file
308becomes) so that minor interface changes can be consistently and easily
309applied to the real code.</li>
310
311<li>
312Server procedure file - This is the file that is modified by the sed script
313generated.&nbsp; It originated from the server template file.</li>
314</ol>
315The awk script reads a source file, <i>db_server/rpc.src </i>that describes
316each operation and what sorts of arguments it takes and what it returns
317from the server.&nbsp; The syntax of the source file describes the interface
318to that operation.&nbsp; There are four (4) parts to the syntax:
319<ol>
320<li>
321<b>BEGIN</b> <b><i>function version# codetype</i></b> - begins a new functional
322interface for the given <b><i>function</i></b>.&nbsp; Each function has
323a <b><i>version number</i></b>, currently all of them are at version number
324one (1).&nbsp; The <b><i>code type</i></b> indicates to the awk script
325what kind of code to generate.&nbsp; The choices are:</li>
326
327<ul>
328<li>
329<b>CODE </b>- Generate all code, and return a status value.&nbsp; If specified,
330the client code will simply return the status to the user upon completion
331of the RPC call.</li>
332
333<li>
334<b>RETCODE </b>- Generate all code and call a return function in the client
335template file to deal with client issues or with other returned items.&nbsp;
336If specified, the client code generated will call a function of the form
337<i>__dbcl_&lt;name>_ret()
338</i>where
339&lt;name> is replaced with the function name given here.&nbsp; This function
340is placed in the template file because this indicates that something special
341must occur on return.&nbsp; The arguments to this function are the same
342as those for the client function, with the addition of the reply message
343structure.</li>
344
345<li>
346<b>NOCLNTCODE - </b>Generate XDR and server code, but no corresponding
347client code. (This is used for functions that are not named the same thing
348on both sides.&nbsp; The only use of this at the moment is db_env_create
349and db_create.&nbsp; The environment create call to the server is actually
350called from the <a href="/docs/api_c/env_set_rpc_server.html">DBENV->set_rpc_server()</a>
351method.&nbsp; The db_create code exists elsewhere in the library and we
352modify that code for the client call.)</li>
353</ul>
354
355<li>
356<b>ARG <i>RPC-type C-type varname [list-type]</i></b>- each line of this
357describes an argument to the function.&nbsp; The argument is called <b><i>varname</i></b>.&nbsp;
358The <b><i>C-type</i></b> given is what it should look like in the C code
359generated, such as <b>DB *, u_int32_t, const char *</b>.&nbsp; The
360<b><i>RPC-type</i></b>
361is an indication about how the RPC request message should be constructed.&nbsp;
362The RPC-types allowed are described below.</li>
363
364<li>
365<b>RET <i>RPC-type C-type varname [list-type]</i></b>- each line of this
366describes what the server should return from this procedure call (in addition
367to a status, which is always returned and should not be specified).&nbsp;
368The argument is called <b><i>varname</i></b>.&nbsp; The <b><i>C-type</i></b>
369given is what it should look like in the C code generated, such as <b>DB
370*, u_int32_t, const char *</b>.&nbsp; The <b><i>RPC-type</i></b> is an
371indication about how the RPC reply message should be constructed.&nbsp;
372The RPC-types are described below.</li>
373
374<li>
375<b>END </b>- End the description of this function.&nbsp; The result is
376that when the awk script encounters the <b>END</b> tag, it now has all
377the information it needs to construct the generated code for this function.</li>
378</ol>
379The <b><i>RPC-type</i></b> must be one of the following:
380<ul>
381<li>
382<b>IGNORE </b>- This argument is not passed to the server and should be
383ignored when constructing the XDR code.&nbsp; <b>Only allowed for an ARG
384specfication.</b></li>
385
386<li>
387<b>STRING</b> - This argument is a string.</li>
388
389<li>
390<b>INT </b>- This argument is an integer of some sort.</li>
391
392<li>
393<b>DBT </b>- This argument is a DBT, resulting in its decomposition into
394the request message.</li>
395
396<li>
397<b>LIST</b> - This argument is an opaque list passed to the server (NULL-terminated).&nbsp;
398If an argument of this type is given, it must have a <b><i>list-type</i></b>
399specified that is one of:</li>
400
401<ul>
402<li>
403<b>STRING</b></li>
404
405<li>
406<b>INT</b></li>
407
408<li>
409<b>ID</b>.</li>
410</ul>
411
412<li>
413<b>ID</b> - This argument is an identifier.</li>
414</ul>
415So, for example, the source for the DB->join RPC call looks like:
416<pre>BEGIN&nbsp;&nbsp; dbjoin&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; RETCODE
417ARG&nbsp;&nbsp;&nbsp;&nbsp; ID&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; DB *&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; dbp&nbsp;
418ARG&nbsp;&nbsp;&nbsp;&nbsp; LIST&nbsp;&nbsp;&nbsp; DBC **&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; curs&nbsp;&nbsp;&nbsp; ID
419ARG&nbsp;&nbsp;&nbsp;&nbsp; IGNORE&nbsp; DBC **&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; dbcpp&nbsp;
420ARG&nbsp;&nbsp;&nbsp;&nbsp; INT&nbsp;&nbsp;&nbsp;&nbsp; u_int32_t&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; flags
421RET&nbsp;&nbsp;&nbsp;&nbsp; ID&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; long&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; dbcid
422END</pre>
423Our first line tells us we are writing the dbjoin function.&nbsp; It requires
424special code on the client so we indicate that with the RETCODE.&nbsp;
425This method takes four arguments.&nbsp; For the RPC request we need the
426database ID from the dbp, we construct a NULL-terminated list of IDs for
427the cursor list, we ignore the argument to return the cursor handle to
428the user, and we pass along the flags.&nbsp; On the return, the reply contains
429a status, by default, and additionally, it contains the ID of the newly
430created cursor.
431<h2>
432Building and Installing</h2>
433I need to verify with Don Anderson, but I believe we should just build
434the server program, just like we do for db_stat, db_checkpoint, etc.&nbsp;
435Basically it can be treated as a utility program from the building and
436installation perspective.
437<p>As mentioned early on, in the section on <a href="#DB Modifications">DB
438Modifications</a>, we have a single library, but allowing the user to access
439the client portion by sending a flag to <a href="/docs/api_c/env_create.html">db_env_create()</a>.&nbsp;
440The Makefile is modified to include the new files.
441<p>Testing is performed in two ways.&nbsp; First I have a new example program,
442that should become part of the example directory.&nbsp; It is basically
443a merging of ex_access.c and ex_env.c.&nbsp; This example is adequate to
444test basic functionality, as it does just does database put/get calls and
445appropriate open and close calls.&nbsp; However, in order to test the full
446set of functions a more generalized scheme is required.&nbsp; For the moment,
447I am going to modify the Tcl interface to accept the server information.&nbsp;
448Nothing else should need to change in Tcl.&nbsp; Then we can either write
449our own test modules or use a subset of the existing ones to test functionality
450on a regular basis.
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