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1<?xml version="1.0" encoding="iso-8859-1"?>
2<!DOCTYPE chapter PUBLIC "-//Samba-Team//DTD DocBook V4.2-Based Variant V1.0//EN" "http://www.samba.org/samba/DTD/samba-doc">
3<chapter id="PolicyMgmt">
4<chapterinfo>
5	&author.jht;
6    <pubdate>April 3 2003</pubdate>
7</chapterinfo>
8
9<title>System and Account Policies</title>
10
11<para>
12<indexterm><primary>validation</primary></indexterm>
13This chapter summarizes the current state of knowledge derived from personal
14practice and knowledge from Samba mailing list subscribers. Before reproduction
15of posted information, every effort has been made to validate the information given.
16Where additional information was uncovered through this validation, it is provided
17also.
18</para>
19
20<sect1>
21<title>Features and Benefits</title>
22
23<para>
24<indexterm><primary>Group Policies</primary></indexterm>
25<indexterm><primary>users</primary></indexterm>
26<indexterm><primary>groups</primary></indexterm>
27When MS Windows NT 3.5 was introduced, the hot new topic was the ability to implement
28Group Policies for users and groups. Then along came MS Windows NT4 and a few sites
29started to adopt this capability. How do we know that? By the number of <quote>boo-boos</quote>
30(or mistakes) administrators made and then requested help to resolve.
31</para>
32
33<para>
34<indexterm><primary>group policies</primary></indexterm>
35<indexterm><primary>Group Policy Objects</primary><see>GPO</see></indexterm>
36<indexterm><primary>GPOs</primary></indexterm>
37<indexterm><primary>ADS</primary></indexterm>
38<indexterm><primary>group policy objects</primary><see>GPOs</see></indexterm>
39By the time that MS Windows 2000 and Active Directory was released, administrators
40got the message: Group Policies are a good thing! They can help reduce administrative
41costs and actually make happier users. But adoption of the true
42potential of MS Windows 200x Active Directory and Group Policy Objects (GPOs) for users
43and machines were picked up on rather slowly. This was obvious from the Samba
44mailing list back in 2000 and 2001 when there were few postings regarding GPOs and
45how to replicate them in a Samba environment.
46</para>
47
48<para>
49<indexterm><primary>exploit opportunities</primary></indexterm>
50Judging by the traffic volume since mid 2002, GPOs have become a standard part of
51the deployment in many sites. This chapter reviews techniques and methods that can
52be used to exploit opportunities for automation of control over user desktops and
53network client workstations.
54</para>
55
56</sect1>
57
58<sect1>
59<title>Creating and Managing System Policies</title>
60
61<para>
62<indexterm><primary>NETLOGON</primary></indexterm>
63<indexterm><primary>domain controller</primary></indexterm>
64<indexterm><primary>registry</primary></indexterm>
65<indexterm><primary>affect users</primary></indexterm>
66Under MS Windows platforms, particularly those following the release of MS Windows
67NT4 and MS Windows 95, it is possible to create a type of file that would be placed
68in the NETLOGON share of a domain controller. As the client logs onto the network,
69this file is read and the contents initiate changes to the registry of the client
70machine. This file allows changes to be made to those parts of the registry that
71affect users, groups of users, or machines.
72</para>
73
74<para>
75<indexterm><primary>Config.POL</primary></indexterm>
76<indexterm><primary>poledit.exe</primary></indexterm>
77<indexterm><primary>policy editor</primary></indexterm>
78For MS Windows 9x/Me, this file must be called <filename>Config.POL</filename> and may
79be generated using a tool called <filename>poledit.exe</filename>, better known as the
80Policy Editor. The policy editor was provided on the Windows 98 installation CD-ROM, but
81disappeared again with the introduction of MS Windows Me. From
82comments of MS Windows network administrators, it would appear that this tool became
83a part of the MS Windows Me Resource Kit.
84</para>
85
86<para>
87<indexterm><primary>System Policy Editor</primary></indexterm>
88MS Windows NT4 server products include the <emphasis>System Policy Editor</emphasis>
89under <guimenu>Start -> Programs -> Administrative Tools</guimenu>.
90For MS Windows NT4 and later clients, this file must be called <filename>NTConfig.POL</filename>.
91</para>
92
93<para>
94<indexterm><primary>MMC</primary></indexterm>
95New with the introduction of MS Windows 2000 was the Microsoft Management Console
96or MMC. This tool is the new wave in the ever-changing landscape of Microsoft
97methods for management of network access and security. Every new Microsoft product
98or technology seems to make the old rules obsolete and introduces newer and more
99complex tools and methods. To Microsoft's credit, the MMC does appear to
100be a step forward, but improved functionality comes at a great price.
101</para>
102
103<para>
104<indexterm><primary>network policies</primary></indexterm>
105<indexterm><primary>system policies</primary></indexterm>
106<indexterm><primary>Profiles</primary></indexterm>
107<indexterm><primary>Policies</primary></indexterm>
108Before embarking on the configuration of network and system policies, it is highly
109advisable to read the documentation available from Microsoft's Web site regarding
110<ulink url="http://www.microsoft.com/ntserver/techresources/management/prof_policies.asp">
111Implementing Profiles and Policies in Windows NT 4.0</ulink>.
112There are a large number of documents in addition to this old one that should also
113be read and understood. Try searching on the Microsoft Web site for <quote>Group Policies</quote>.
114</para>
115
116<para>
117What follows is a brief discussion with some helpful notes. The information provided
118here is incomplete &smbmdash; you are warned.
119</para>
120
121	<sect2>
122	<title>Windows 9x/ME Policies</title>
123
124	<para>
125<indexterm><primary>Group Policy Editor</primary></indexterm>
126<indexterm><primary>tools\reskit\netadmin\poledit</primary></indexterm>
127	You need the Windows 98 Group Policy Editor to set up Group Profiles under Windows 9x/Me.
128	It can be found on the original full-product Windows 98 installation CD-ROM under
129	<filename>tools\reskit\netadmin\poledit</filename>. Install this using the
130	Add/Remove Programs facility, and then click on <guiicon>Have Disk</guiicon>.
131	</para>
132
133
134	<para>
135<indexterm><primary>NTConfig.POL</primary></indexterm>
136<indexterm><primary>Config.POL</primary></indexterm>
137	Use the Group Policy Editor to create a policy file that specifies the location of
138	user profiles and/or <filename>My Documents</filename>, and so on. Then save these
139	settings in a file called <filename>Config.POL</filename> that needs to be placed in the
140	root of the <smbconfsection name="[NETLOGON]"/> share. If Windows 98 is configured to log onto
141	the Samba domain, it will automatically read this file and update the Windows 9x/Me registry
142	of the machine as it logs on.
143	</para>
144
145	<para>
146	Further details are covered in the Windows 98 Resource Kit documentation.
147	</para>
148
149	<para>
150<indexterm><primary>registry</primary></indexterm>
151	If you do not take the correct steps, then every so often Windows 9x/Me will check the
152	integrity of the registry and restore its settings from the backup
153	copy of the registry it stores on each Windows 9x/Me machine. So, you will
154	occasionally notice things changing back to the original settings.
155	</para>
156
157	<para>
158<indexterm><primary>grouppol.inf</primary></indexterm>
159<indexterm><primary>Group Policy</primary></indexterm>
160	Install the Group Policy handler for Windows 9x/Me to pick up Group Policies. Look on the
161	Windows 98 CD-ROM in <filename>\tools\reskit\netadmin\poledit</filename>.
162	Install Group Policies on a Windows 9x/Me client by double-clicking on
163	<filename>grouppol.inf</filename>. Log off and on again a couple of times and see
164	if Windows 98 picks up Group Policies. Unfortunately, this needs to be done on every
165	Windows 9x/Me machine that uses Group Policies.
166	</para>
167
168	</sect2>
169	<sect2>
170	<title>Windows NT4-Style Policy Files</title>
171
172	<para>
173<indexterm><primary>ntconfig.pol</primary></indexterm>
174<indexterm><primary>poledit.exe</primary></indexterm>
175<indexterm><primary>Policy Editor</primary></indexterm>
176<indexterm><primary>domain policies</primary></indexterm>
177	To create or edit <filename>ntconfig.pol</filename>, you must use the NT Server
178	Policy Editor, <command>poledit.exe</command>, which is included with NT4 Server
179	but not with NT workstation. There is a Policy Editor on an NT4
180	Workstation but it is not suitable for creating domain policies.
181	Furthermore, although the Windows 95 Policy Editor can be installed on an NT4
182	workstation/server, it will not work with NT clients. However, the files from
183	the NT Server will run happily enough on an NT4 workstation.
184	</para>
185
186	<para>
187<indexterm><primary>poledit.exe</primary></indexterm>
188<indexterm><primary>common.adm</primary></indexterm>
189<indexterm><primary>winnt.adm</primary></indexterm>
190<indexterm><primary>c:\winnt\inf</primary></indexterm>
191	You need <filename>poledit.exe</filename>, <filename>common.adm</filename>, and <filename>winnt.adm</filename>.
192	It is convenient to put the two <filename>*.adm</filename> files in  the <filename>c:\winnt\inf</filename> 
193	directory, which is where the binary will look for them unless told otherwise. This
194	directory is normally <quote>hidden.</quote>
195	</para>
196
197	<para>
198<indexterm><primary>Policy Editor</primary></indexterm>
199<indexterm><primary>Nt4sp6ai.exe</primary></indexterm>
200<indexterm><primary>poledit.exe</primary></indexterm>
201<indexterm><primary>Zero Administration Kit</primary></indexterm>
202	The Windows NT Policy Editor is also included with the Service Pack 3 (and
203	later) for Windows NT 4.0. Extract the files using <command>servicepackname /x</command>
204	&smbmdash; that's <command>Nt4sp6ai.exe /x</command> for Service Pack 6a. The Policy Editor,
205	<command>poledit.exe</command>, and the associated template files (*.adm) should
206	be extracted as well. It is also possible to download the policy template
207	files for Office97 and get a copy of the Policy Editor. Another possible
208	location is with the Zero Administration Kit available for download from Microsoft.
209	</para>
210
211		<sect3>
212		<title>Registry Spoiling</title>
213
214			<para>
215<indexterm><primary>NTConfig.POL</primary></indexterm>
216<indexterm><primary>HKEY_LOCAL_MACHINE</primary></indexterm>
217			With NT4-style registry-based policy changes, a large number of settings are not
218			automatically reversed as the user logs off. The settings that were in the
219			<filename>NTConfig.POL</filename> file were applied to the client machine registry and apply to the
220			hive key HKEY_LOCAL_MACHINE are permanent until explicitly reversed. This is known
221			as tattooing. It can have serious consequences downstream, and the administrator must
222			be extremely careful not to lock out the ability to manage the machine at a later date.
223			</para>
224
225		</sect3>
226	</sect2>
227	<sect2>
228	<title>MS Windows 200x/XP Professional Policies</title>
229
230	<para>
231<indexterm><primary>registry</primary></indexterm>
232	Windows NT4 system policies allow the setting of registry parameters specific to
233	users, groups, and computers (client workstations) that are members of the NT4-style
234	domain. Such policy files will work with MS Windows 200x/XP clients also.
235	</para>
236
237	<para>
238	New to MS Windows 2000, Microsoft recently introduced a style of Group Policy that confers
239	a superset of capabilities compared with NT4-style policies. Obviously, the tool used
240	to create them is different, and the mechanism for implementing them is much improved.
241	</para>
242
243	<para>
244	<indexterm><primary>GPOs</primary></indexterm>
245<indexterm><primary>Administrative Templates</primary></indexterm>
246	The older NT4-style registry-based policies are known as <emphasis>Administrative Templates</emphasis>
247	in MS Windows 2000/XP GPOs. The latter includes the ability to set various security
248	configurations, enforce Internet Explorer browser settings, change and redirect aspects of the
249	users desktop (including the location of <filename>My Documents</filename> files, as
250	well as intrinsics of where menu items will appear in the Start menu). An additional new
251	feature is the ability to make available particular software Windows applications to particular
252	users and/or groups.
253	</para>
254
255	<para>
256<indexterm><primary>NTConfig.POL</primary></indexterm>
257<indexterm><primary>NETLOGON</primary></indexterm>
258<indexterm><primary>local registry values</primary></indexterm>
259	Remember, NT4 policy files are named <filename>NTConfig.POL</filename> and are stored in the root
260	of the NETLOGON share on the domain controllers. A Windows NT4 user enters a username and password
261	and selects the domain name to which the logon will attempt to take place. During the logon process,
262	the client machine reads the <filename>NTConfig.POL</filename> file from the NETLOGON share on
263	the authenticating server and modifies the local registry values according to the settings in this file.
264	</para>
265
266	<para>
267<indexterm><primary>SYSVOL</primary></indexterm>
268<indexterm><primary>NETLOGON</primary></indexterm>
269<indexterm><primary>replicated</primary></indexterm>
270<indexterm><primary>ADS</primary></indexterm>
271<indexterm><primary>domain controllers</primary></indexterm>
272<indexterm><primary>Group Policy Container</primary><see>GPC</see></indexterm>
273<indexterm><primary>Group Policy Template</primary><see>GPT</see></indexterm>
274<indexterm><primary>replicated SYSVOL</primary></indexterm>
275	Windows 200x GPOs are feature-rich. They are not stored in the NETLOGON share, but rather part of
276	a Windows 200x policy file is stored in the Active Directory itself and the other part is stored
277	in a shared (and replicated) volume called the SYSVOL folder. This folder is present on all Active
278	Directory domain controllers. The part that is stored in the Active Directory itself is called the
279	Group Policy Container (GPC), and the part that is stored in the replicated share called SYSVOL is
280	known as the Group Policy Template (GPT).
281	</para>
282
283	<para>
284<indexterm><primary>GPOs</primary></indexterm>
285	With NT4 clients, the policy file is read and executed only as each user logs onto the network.
286	MS Windows 200x policies are much more complex &smbmdash; GPOs are processed and applied at client machine
287	startup (machine specific part), and when the user logs onto the network, the user-specific part
288	is applied. In MS Windows 200x-style policy management, each machine and/or user may be subject
289	to any number of concurrently applicable (and applied) policy sets (GPOs). Active Directory allows
290	the administrator to also set filters over the policy settings. No such equivalent capability
291	exists with NT4-style policy files.
292	</para>
293
294		<sect3>
295		<title>Administration of Windows 200x/XP Policies</title>
296
297		<para>
298		<indexterm><primary>GPOs</primary></indexterm>
299		<indexterm><primary>System Policy Editor</primary></indexterm>
300<indexterm><primary>poledit.exe</primary></indexterm>
301<indexterm><primary>MMC snap-in</primary></indexterm>
302<indexterm><primary>Poledit</primary></indexterm>
303		Instead of using the tool called <application>the System Policy Editor</application>, commonly called Poledit (from the
304		executable name <command>poledit.exe</command>), <acronym>GPOs</acronym> are created and managed using a 
305		<application>Microsoft Management Console</application> <acronym>(MMC)</acronym> snap-in as follows:</para>
306		<procedure>
307			<step><para>
308			Go to the Windows 200x/XP menu <guimenu>Start->Programs->Administrative Tools</guimenu>
309			and select the MMC snap-in called <guimenuitem>Active Directory Users and Computers</guimenuitem>
310			</para></step>
311
312			<step><para>
313<indexterm><primary>organizational unit</primary><see>OU</see></indexterm>
314			Select the domain or organizational unit (OU) that you wish to manage, then right-click
315			to open the context menu for that object, and select the <guibutton>Properties</guibutton>.
316			</para></step>
317
318			<step><para>
319			Left-click on the <guilabel>Group Policy</guilabel> tab, then
320			left-click on the New tab. Type a name
321			for the new policy you will create.
322			</para></step>
323
324			<step><para>
325			 Left-click on the <guilabel>Edit</guilabel> tab to commence the steps needed to create the GPO.
326			</para></step>
327		</procedure>
328
329		<para>
330		All policy configuration options are controlled through the use of policy administrative
331		templates. These files have an .adm extension, both in NT4 as well as in Windows 200x/XP.
332		Beware, however, the .adm files are not interchangeable across NT4 and Windows 200x.
333		The latter introduces many new features as well as extended definition capabilities. It is
334		well beyond the scope of this documentation to explain how to program .adm files; for that,
335		refer to the Microsoft Windows Resource Kit for your particular
336		version of MS Windows.
337		</para>
338
339		<note>
340		<para>
341<indexterm><primary>gpolmig.exe</primary></indexterm>
342<indexterm><primary>NTConfig.POL</primary></indexterm>
343<indexterm><primary>resource kit</primary></indexterm>
344		The MS Windows 2000 Resource Kit contains a tool called <command>gpolmig.exe</command>. This tool can be used
345		to migrate an NT4 <filename>NTConfig.POL</filename> file into a Windows 200x style GPO. Be VERY careful how you
346		use this powerful tool. Please refer to the resource kit manuals for specific usage information.
347		</para>
348		</note>
349
350		</sect3>
351
352		<sect3>
353		<title>Custom System Policy Templates</title>
354
355		<para>
356		Over the past year, there has been a bit of talk regarding the creation of customized
357		templates for the Windows Sytem Policy Editor. A recent announcement on the Samba mailing
358		list is worthy of mention.
359		</para>
360
361		<para>
362		Mike Petersen has announced the availability of a template file he has created. This custom System Policy
363		Editor Template will allow you to successfully control Microsoft Windows workstations from an SMB server, such
364		as Samba. This template has been tested on a few networks, although if you find any problems with any of these
365		policies, or have any ideas for additional policies, let me know at mailto:mgpeter@pcc-services.com.  This
366		Template includes many policies for Windows XP to allow it to behave better in a professional environment.
367		</para>
368
369		<para>
370		For further information please see the <ulink
371		url="http://www.pcc-services.com/custom_poledit.html">Petersen</ulink> Computer Consulting web site. There is
372		a download link for the template file.
373		</para>
374
375		</sect3>
376	</sect2>
377</sect1>
378
379<sect1>
380<title>Managing Account/User Policies</title>
381
382<para>
383<indexterm><primary>Policies</primary></indexterm>
384<indexterm><primary>policy file </primary></indexterm>
385<indexterm><primary>registry settings</primary></indexterm>
386Policies can define a specific user's settings or the settings for a group of users. The resulting
387policy file contains the registry settings for all users, groups, and computers that will be using
388the policy file. Separate policy files for each user, group, or computer are not necessary.
389</para>
390
391<para>
392<indexterm><primary>NTConfig.POL</primary></indexterm>
393If you create a policy that will be automatically downloaded from validating domain controllers,
394you should name the file <filename>NTConfig.POL</filename>. As system administrator, you have the option of renaming the
395policy file and, by modifying the Windows NT-based workstation, directing the computer to update
396the policy from a manual path. You can do this by either manually changing the registry or by using
397the System Policy Editor. This can even be a local path such that each machine has its own policy file,
398but if a change is necessary to all machines, it must be made individually to each workstation.
399</para>
400
401<para>
402<indexterm><primary>NTConfig.POL</primary></indexterm>
403<indexterm><primary>NETLOGON</primary></indexterm>
404When a Windows NT4/200x/XP machine logs onto the network, the client looks in the NETLOGON share on
405the authenticating domain controller for the presence of the <filename>NTConfig.POL</filename> file. If one exists, it is 
406downloaded, parsed, and then applied to the user's part of the registry.
407</para>
408
409<para>
410<indexterm><primary>GPOs</primary></indexterm>
411<indexterm><primary>ADS</primary></indexterm>
412<indexterm><primary>NTConfig.POL</primary></indexterm>
413<indexterm><primary>NT4 style policy updates</primary></indexterm>
414MS Windows 200x/XP clients that log onto an MS Windows Active Directory security domain may additionally
415acquire policy settings through GPOs that are defined and stored in Active Directory
416itself. The key benefit of using AD GPOs is that they impose no registry <emphasis>spoiling</emphasis> effect.
417This has considerable advantage compared with the use of <filename>NTConfig.POL</filename> (NT4) style policy updates.
418</para>
419
420<para>
421<indexterm><primary>account restrictions</primary></indexterm>
422<indexterm><primary>Common restrictions</primary></indexterm>
423In addition to user access controls that may be imposed or applied via system and/or group policies
424in a manner that works in conjunction with user profiles, the user management environment under
425MS Windows NT4/200x/XP allows per-domain as well as per-user account restrictions to be applied.
426Common restrictions that are frequently used include:
427</para>
428
429<para>
430<indexterm><primary>Account Controls</primary></indexterm>
431<itemizedlist>
432	<listitem><para>Logon hours</para></listitem>
433	<listitem><para>Password aging</para></listitem>
434	<listitem><para>Permitted logon from certain machines only</para></listitem>
435	<listitem><para>Account type (local or global)</para></listitem>
436	<listitem><para>User rights</para></listitem>
437</itemizedlist>
438</para>
439
440<para>
441<indexterm><primary>Domain User Manager</primary></indexterm>
442<indexterm><primary>NTConfig.POL</primary></indexterm>
443Samba-3.0.20 does not yet implement all account controls that are common to MS Windows NT4/200x/XP.
444While it is possible to set many controls using the Domain User Manager for MS Windows NT4, only password
445expiry is functional today. Most of the remaining controls at this time have only stub routines
446that may eventually be completed to provide actual control. Do not be misled by the fact that a
447parameter can be set using the NT4 Domain User Manager or in the <filename>NTConfig.POL</filename>.
448</para>
449
450</sect1>
451<sect1>
452<title>Management Tools</title>
453
454<para>
455Anyone who wishes to create or manage Group Policies will need to be familiar with a number of tools.
456The following sections describe a few key tools that will help you to create a low-maintenance user
457environment.
458</para>
459
460	<sect2>
461	<title>Samba Editreg Toolset</title>
462
463	<para>
464	<indexterm><primary>editreg</primary></indexterm>
465	<indexterm><primary>NTUser.DAT</primary></indexterm>
466	<indexterm><primary>NTConfig.POL</primary></indexterm>
467	A new tool called <command>editreg</command> is under development. This tool can be used
468	to edit registry files (called <filename>NTUser.DAT</filename>) that are stored in user
469	and group profiles. <filename>NTConfig.POL</filename> files have the same structure as the
470	<filename>NTUser.DAT</filename> file and can be edited using this tool. <command>editreg</command>
471	is being built with the intent to enable <filename>NTConfig.POL</filename> files to be saved in text format and to
472	permit the building of new <filename>NTConfig.POL</filename> files with extended capabilities. It is proving difficult
473	to realize this capability, so do not be surprised if this feature does not materialize. Formal
474	capabilities will be announced at the time that this tool is released for production use.
475	</para>
476
477	</sect2>
478
479	<sect2>
480	<title>Windows NT4/200x</title>
481
482	<para>
483<indexterm><primary>regedt32.exe</primary></indexterm>
484<indexterm><primary>Group Policy Editor</primary></indexterm>
485<indexterm><primary>MMC</primary></indexterm>
486	The tools that may be used to configure these types of controls from the MS Windows environment are
487	the NT4 User Manager for Domains, the NT4 System and Group Policy Editor, and the Registry Editor (regedt32.exe).
488	Under MS Windows 200x/XP, this is done using the MMC with appropriate
489	<quote>snap-ins,</quote> the registry editor, and potentially also the NT4 System and Group Policy Editor.
490	</para>
491	</sect2>
492
493	<sect2>
494	<title>Samba PDC</title>
495
496	<para>
497<indexterm><primary>smbpasswd</primary></indexterm>
498<indexterm><primary>pdbedit</primary></indexterm>
499<indexterm><primary>NET</primary></indexterm>
500<indexterm><primary>rpcclient</primary></indexterm>
501	With a Samba domain controller, the new tools for managing user account and policy information include:
502	<command>smbpasswd</command>, <command>pdbedit</command>, <command>net</command>, and <command>rpcclient</command>. 
503	The administrator should read the man pages for these tools and become familiar with their use.
504	</para>
505
506	</sect2>
507</sect1>
508
509<sect1>
510<title>System Startup and Logon Processing Overview</title>
511
512<para>
513The following attempts to document the order of processing the system and user policies following a system
514reboot and as part of the user logon:
515</para>
516
517<orderedlist>
518	<listitem><para>
519<indexterm><primary>Remote Procedure Call System Service</primary><see>RPCSS</see></indexterm>
520<indexterm><primary>multiple universal naming convention provider</primary><see>MUP</see></indexterm>
521	Network starts, then Remote Procedure Call System Service (RPCSS) and multiple universal naming
522	convention provider (MUP) start.
523	</para></listitem>
524
525	<listitem><para>
526<indexterm><primary>ADS</primary></indexterm>
527<indexterm><primary>GPOs</primary></indexterm>
528	Where Active Directory is involved, an ordered list of GPOs is downloaded
529	and applied. The list may include GPOs that:
530<itemizedlist>
531	<listitem><para>Apply to the location of machines in a directory.</para></listitem>
532	<listitem><para>Apply only when settings have changed.</para></listitem>
533	<listitem><para>Depend on configuration of the scope of applicability: local,
534	site, domain, organizational unit, and so on.</para></listitem>
535</itemizedlist>
536	No desktop user interface is presented until the above have been processed.
537	</para></listitem>
538
539	<listitem><para>
540	Execution of startup scripts (hidden and synchronous by default).
541	</para></listitem>
542
543	<listitem><para>
544	A keyboard action to effect start of logon (Ctrl-Alt-Del).
545	</para></listitem>
546
547	<listitem><para>
548	User credentials are validated, user profile is loaded (depends on policy settings).
549	</para></listitem>
550
551	<listitem><para>
552	An ordered list of user GPOs is obtained. The list contents depends on what is configured in respect of:
553
554<itemizedlist>
555	<listitem><para>Is the user a domain member, thus subject to particular policies?</para></listitem>
556	<listitem><para>Loopback enablement, and the state of the loopback policy (merge or replace).</para></listitem>
557	<listitem><para>Location of the Active Directory itself.</para></listitem>
558	<listitem><para>Has the list of GPOs changed? No processing is needed if not changed.</para></listitem>
559</itemizedlist>
560	</para></listitem>
561
562	<listitem><para>
563	User policies are applied from Active Directory. Note: There are several types.
564	</para></listitem>
565
566	<listitem><para>
567	Logon scripts are run. New to Windows 200x and Active Directory, logon scripts may be obtained based on GPOs
568	(hidden and executed synchronously). NT4-style logon scripts are then run in a normal
569	window.
570	</para></listitem>
571
572	<listitem><para>
573	The user interface as determined from the GPOs is presented. Note: In a Samba domain (like an NT4
574	domain), machine (system) policies are applied at startup; user policies are applied at logon.
575	</para></listitem>
576</orderedlist>
577
578</sect1>
579
580<sect1>
581<title>Common Errors</title>
582
583<para>
584Policy-related problems can be quite difficult to diagnose and even more difficult to rectify. The following
585collection demonstrates only basic issues.
586</para>
587
588<sect2>
589<title>Policy Does Not Work</title>
590
591<para>
592<quote>We have created the <filename>Config.POL</filename> file and put it in the <emphasis>NETLOGON</emphasis> share.
593It has made no difference to our Win XP Pro machines, they just do not see it. It worked fine with Win 98 but does not
594work any longer since we upgraded to Win XP Pro. Any hints?</quote>
595</para>
596
597<para>
598Policy files are not portable between Windows 9x/Me and MS Windows NT4/200x/XP-based platforms. You need to
599use the NT4 Group Policy Editor to create a file called <filename>NTConfig.POL</filename> so it is in the
600correct format for your MS Windows XP Pro clients.
601</para>
602
603</sect2>
604
605</sect1>
606
607</chapter>
608