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1!==
2!== security_level.txt for Samba release 2.0.10 23 Jun 2001
3!==
4Contributor:	Andrew Tridgell
5Updated:	June 27, 1997
6Status:		Current
7
8Subject:	Description of SMB security levels.
9===========================================================================
10
11Samba supports the following options to the global smb.conf parameter
12"security =":
13	share, user, server
14
15Note: Samba-2.0.0 now adds the "domain" security mode. Please refer to
16the smb.conf man page for usage information and to the document
17docs/textdocs/DOMAIN_MEMBER.txt for further background details.
18
19Of the above, "security = server" means that Samba reports to clients that
20it is running in "user mode" but actually passes off all authentication
21requests to another "user mode" server. This requires an additional
22parameter "password server =" that points to the real authentication server.
23That real authentication server can be another Samba server or can be a
24Windows NT server, the later natively capable of encrypted password support.
25
26Below is a more complete description of security levels.
27===========================================================================
28
29A SMB server tells the client at startup what "security level" it is
30running. There are two options "share level" and "user level". Which
31of these two the client receives affects the way the client then tries
32to authenticate itself. It does not directly affect (to any great
33extent) the way the Samba server does security. I know this is
34strange, but it fits in with the client/server approach of SMB. In SMB
35everything is initiated and controlled by the client, and the server
36can only tell the client what is available and whether an action is
37allowed. 
38
39I'll describe user level security first, as its simpler. In user level
40security the client will send a "session setup" command directly after
41the protocol negotiation. This contains a username and password. The
42server can either accept or reject that username/password
43combination. Note that at this stage the server has no idea what
44share the client will eventually try to connect to, so it can't base
45the "accept/reject" on anything other than:
46
47- the username/password
48- the machine that the client is coming from
49
50If the server accepts the username/password then the client expects to
51be able to mount any share (using a "tree connection") without
52specifying a password. It expects that all access rights will be as
53the username/password specified in the "session setup". 
54
55It is also possible for a client to send multiple "session setup"
56requests. When the server responds it gives the client a "uid" to use
57as an authentication tag for that username/password. The client can
58maintain multiple authentication contexts in this way (WinDD is an
59example of an application that does this)
60
61
62Ok, now for share level security. In share level security the client
63authenticates itself separately for each share. It will send a
64password along with each "tree connection" (share mount). It does not
65explicitly send a username with this operation. The client is
66expecting a password to be associated with each share, independent of
67the user. This means that samba has to work out what username the
68client probably wants to use. It is never explicitly sent the
69username. Some commercial SMB servers such as NT actually associate
70passwords directly with shares in share level security, but samba
71always uses the unix authentication scheme where it is a
72username/password that is authenticated, not a "share/password".
73
74Many clients send a "session setup" even if the server is in share
75level security. They normally send a valid username but no
76password. Samba records this username in a list of "possible
77usernames". When the client then does a "tree connection" it also adds
78to this list the name of the share they try to connect to (useful for
79home directories) and any users listed in the "user =" smb.conf
80line. The password is then checked in turn against these "possible
81usernames". If a match is found then the client is authenticated as
82that user.
83
84Finally "server level" security. In server level security the samba
85server reports to the client that it is in user level security. The
86client then does a "session setup" as described earlier. The samba
87server takes the username/password that the client sends and attempts
88to login to the "password server" by sending exactly the same
89username/password that it got from the client. If that server is in
90user level security and accepts the password then samba accepts the
91clients connection. This allows the samba server to use another SMB
92server as the "password server". 
93
94You should also note that at the very start of all this, where the
95server tells the client what security level it is in, it also tells
96the client if it supports encryption. If it does then it supplies the
97client with a random "cryptkey". The client will then send all
98passwords in encrypted form. You have to compile samba with encryption
99enabled to support this feature, and you have to maintain a separate
100smbpasswd file with SMB style encrypted passwords. It is
101cryptographically impossible to translate from unix style encryption
102to SMB style encryption, although there are some fairly simple management
103schemes by which the two could be kept in sync.
104